Compliance manager planning and coordinating activities to ensure adherence to ethical and regulatory standards, while conducting investigations, reporting violations, and providing training on compliance issues
Experience
Compliance Manager
Where you worked
Month Year to Month Year
Reported violations of compliance or regulatory standards to enforcement agencies as required
Identified compliance issues that required follow-up or investigation
Discussed emerging compliance issues to inform management and employees about reporting systems
Maintained documentation of compliance activities, including complaints and investigation outcomes
Conducted internal investigations of compliance issues and provided employee training on related topics
Monitored compliance systems to ensure their effectiveness and advised on compliance program implementation
Skills
Checking & Planning
Evaluating green operations, Implementing process changes, Developing organizational policies, Developing procedures
Core Skills
Monitoring organizational procedures, Identifying needed actions, Determining operational compliance, Maintaining compliance documentation, Conferencing with organizational members, Advising on legal matters